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Administrative proceeding
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#	Item
401	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-23 11:39:19 United States Securities and Exchange Commission Financial system Securities Exchange Act U.S. Securities and Exchange Commission Finance Broker-dealer Securities and Exchange Commission United States securities law Financial economics 73rd United States Congress
402	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-28 16:00:11 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Financial system Securities Act SEC Rule 10b-5 Mutual fund scandal United States securities law United States Securities and Exchange Commission 73rd United States Congress
403	INITIAL DECISION RELEASE NO. 740 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-27 13:30:12 73rd United States Congress Financial economics Financial regulation Business 76th United States Congress Investment Advisor Investment Advisers Act U.S. Securities and Exchange Commission Financial adviser United States securities law United States Securities and Exchange Commission Finance
404	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]January 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-28 16:46:05 Financial services 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Securities regulation in the United States Financial adviser Economics Pension Investment Financial economics Finance
405	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 10, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-30 15:58:05 Financial system Financial regulation Short selling United States Securities and Exchange Commission United States securities law Trading room Short Securities Exchange Act Futures contract Financial economics Finance Financial markets
406	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 26, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-26 17:14:47 Financial services Securities Hedge fund Securities Exchange Act Securities fraud U.S. Securities and Exchange Commission Financial economics Finance Investment
407	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-23 15:18:28 Financial markets Stock market Funds Investor Security Short Financial economics Investment Finance
408	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 9712 \ January 27, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-27 11:00:12 73rd United States Congress Finance Financial regulation New Deal Securities Act Securities Exchange Act SEC filings Securities and Exchange Commission Regulation D United States Securities and Exchange Commission United States securities law Financial economics
409	INITIAL DECISION RELEASE NO. 741 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-30 12:54:59 United States securities law 76th United States Congress Registered Investment Advisor Investment Advisers Act Hedge fund U.S. Securities and Exchange Commission Securities regulation in the United States Investment Advisor Investment Company Act Financial economics Finance Investment
410	ACKNOWLEDGMENT OF RESPONSIBILITY For Proceeding Without Qualified Interpreter Pursuant to Deaf Persons’ Interpreters Act (DPIA), MCL[removed]and Michigan Rules of Administrative Procedure, MRAP[removed] Add to Reading List Source URL: michigan.gov Language: English - Date: 2015-01-08 13:09:39 Sign language MRAP Disability Health Deafness Language interpretation Interpreter

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